On p. 302 you say, 'The Arahat Grasps only towards
the end of all Grasping'. With this I do not agree. There is no
grasping (upādāna) whatsoever in the arahat. The
puthujjana is describable in terms of pañc'upādānakkhandhā,
but the arahat (while he still lives) only in terms of
pañcakkhandhā. Upādāna has already ceased.
There are four kinds of
upādāna—kāma, ditthi, sīlabbata, and
attavāda—,
and the
arahat has none (see Majjhima 11: i,67). The
expression in the Suttas for the attainment of
arahatship is
anupādāya āsavehi cittam vimucci.[
1]
The term
sa-upādisesa-nibbānadhātu, which applies to the
living
arahat, you take (p. 299) as '
Nibbāna with
the Grasping Groups remaining'. But this, in fact, has nothing to do
with
upādāna. Upādisesa means simply 'stuff remaining' or
'residue'. In Majjhima 10: i,62 the presence of
upādisesa
is what distinguishes the
anāgāmī from the
arahat,
and this is clearly not the same precise thing as what distinguishes
the living
arahat (
sa-upādisesa-nibbānadhātu)
from the dead
arahat (
an-upādisesa-nibbānadhātu).
Upādisesa is therefore
unspecified residue, which
with the living
arahat is
pañcakkhandhā. The
arahat says
pañcakkhandhā pariññātā titthanti
chinnamūlakā (Theragātha 120),[2]
and the
mūla (or root) that is
chinna (or cut) is
upādāna. This means that there can still be
rūpa,
vedanā, saññā, sankhārā, and
viññāna without
upādāna.
This statement alone, if it is
correct, is enough to invalidate the account on p. 149 (and
elsewhere) of life as a process of grasping—i.e., a flux,
a continuous becoming. For this reason I expect that you
will be inclined to reject it as mistaken. Nevertheless, I must point
out that the two doctrines upon which your account of grasping seems
principally to rely—namely, the simile of the flame (p. 146) and
the celebrated expression 'na ca so na ca añño' (p. 149),
both of which you attribute to the Buddha—are neither of them to be
found in the Suttas. They occur for the first time in the
Milindapañha, and there is no evidence at all that they were ever
taught by the Buddha.
You will see, of course, that if
we reject your account of grasping as a process, we must
return to the notion of entities, and with this to the
notion of a thing's self-identity (i.e., for so long as an
entity endures it continues to be 'the self-same thing').
And would this not be a return to attavāda? The answer is,
No. With the question of a thing's self-identity (which
presents no difficulty if carefully handled) the Buddha's Teaching of
anattā has nothing whatsoever to do. Anattā is
purely concerned with 'self' as subject ('I'). And this is a
matter of considerably greater difficulty than is generally supposed.
In brief, then, your book is
dealing with a false problem; and the solution proposed, however
ingenious, is actually beside the point—it is not an answer (either
right or wrong) to the problem of dukkha, which is strictly
a subjective problem.
Perhaps this response to your
request for criticism may seem unexpectedly blunt; but where the
Dhamma is concerned 'polite' replies designed only to avoid causing
possible displeasure by avoiding the issue serve no useful purpose at
all and make confusion worse confounded. Since I think you are a
person who understands this, I have made no attempt to conceal my
thought.
Editorial notes:
[36.1]
anupādāya...: 'freed in mind by
not holding to the cankers' [Back
to text]
[36.2] pañcakkhandhā...:
'The five aggregates, being completely known, stand with the root cut
off.'
*
Thank you for your letter. I am glad to find that
you have not misunderstood mine, and that you apparently see that the
principal point of disagreement between us is a matter of some
consequence.
You say: 'But if the idea of
Grasping is not applicable to the living Arahat when, for example, he
is taking food,—then I am confronted with a genuine difficulty. In
other words, if one cannot say that when the Arahat is taking food,
he is (not) taking hold in some fashion or other, then I am
faced with the difficulty of finding or comprehending what basically
is the difference between life-action and other action, as
of physical inanimate things'.
The first remark that must be
made is that anyone who is a puthujjana ought to find
himself confronted with a difficulty when he considers the Buddha's
Teaching. The reason for this is quite simply that when a puthujjana
does come to understand the Buddha's Teaching he thereby ceases
to be a puthujjana. The second remark (which, however, will
only displace your difficulty from one point to another, and not
remove it) is that all conscious action is intentional
(i.e., purposive, teleological). This is as true for the arahat
as it is for the puthujjana. The puthujjana has
sankhār'upādānakkhandha and the arahat has
sankhārakkhandha. Sankhāra, in the context of the
pañcakkhandhā, has been defined by the Buddha (in Khandha
Samy. 56: iii,60) as cetanā or intention.
Intentionality as a
necessary characteristic of all consciousness is well recognized by
the phenomenological (or existential) school of philosophy (have a
look at the article 'Phenomenology' in the Encyclopaedia
Britannica), and though the subject is not particularly easy it
presents no inherent difficulties. But in order to understand the
nature of intention it is absolutely necessary to return to the
notion of 'entities', and to consider the structure of their
temporary persistence, which is 'Invariance under
Transformation'. This principle occurs in quantum mechanics and in
relativity theory, and in the Suttas it makes its appearance as
uppādo paññāyati; vayo paññāyati; thitassa aññathattam
paññāyati, three characteristics that apply to all the
pañcakkhandhā (see Khandha Samy. 37: iii,38).
Intentionality is the essential difference between
life-action and action of inanimate things.
But now this difficulty arises.
What, precisely, is upādāna (grasping, or as I prefer,
holding) if it is not synonymous with cetanā (intention)?
This, and not any other, is the fundamental question raised
by the Buddha's Teaching; and it is extremely difficult to see
the answer (though it can be stated without difficulty). The
answer is, essentially, that all notions of subjectivity, of the
existence of a subject (to whom objects are present), all notions of
'I' and 'mine', are upādāna. Can there, then, be
intentional conscious action—such as eating food—without the
notion 'It is I who am acting, who am eating this food'? The answer
is, Yes. The arahat intentionally eats food, but the eating
is quite unaccompanied by any thought of a subject who is eating the
food. For all non-arahats such thoughts (in varying degrees,
of course) do arise. The arahat remains an individual
(i.e. distinct from other individuals) but is no longer a person
(i.e. a somebody, a self, a subject). This
is not—as you might perhaps be tempted to think—a distinction
without a difference. It is a genuine distinction, a very difficult
distinction, but a distinction that must be made.[1]
On the question of
anicca/dukkha/anattā it is necessary, I am afraid, to be
dogmatic. The aniccatā or impermanence spoken of by the
Buddha in the context of this triad is by no means simply the
impermanence that everybody can see around him at any moment of his
life; it is something very much more subtle. The puthujjana,
it must be stated definitely, does not have aniccasaññā,
does not have dukkhasaññā, does not
have anattasaññā. These three things stand and fall
together, and nobody who still has attavādupādāna (i.e.
nobody short of the sotāpanna) perceives aniccatā
in the essential sense of the term.
For this reason I consider that
any 'appreciation of Buddhism by nuclear physicists' on the grounds
of similarity of views about aniccatā to be a
misconception. It is worth noting that Oppenheimer's dictum,[2]
which threatens to become celebrated, is based on a misunderstanding.
The impossibility of making a definite assertion about an electron
has nothing to do with the impossibility of making a definite
assertion about 'self'. The electron, in quantum theory, is defined
in terms of probabilities, and a definite assertion about
what is essentially indefinite (or rather, about an 'indefiniteness')
cannot be made. But attā is not an indefiniteness;
it is a deception, and a deception (a mirage, for example)
can be as definite as you please—the only thing is, that it is not
what one takes it for. To make any assertion, positive or negative,
about attā is to accept the false coin at its face value.
If you will re-read the Vacchagotta Sutta (Avyākata Samy. 8:
iv,395-7), you will see that the Buddha refrains both from
asserting and from denying the existence of attā
for this very reason. (In this connection, your implication that the
Buddha asserted that there is no self requires modification. What the
Buddha said was 'sabbe dhammā anattā'—no thing is self—,
which is not quite the same. 'Sabbe dhammā anattā' means
'if you look for a self you will not find one', which means 'self is
a mirage, a deception'. It does not mean that the mirage, as such,
does not exist.)
I should perhaps say, in order
to forestall possible misunderstandings, that I consider Dahlke's
statement, 'Consciousness and its supporting points are not
opposites, but transitions, one the form of development of the other,
in which sankhāras represent that transition-moment in
which thinking as vedanā and saññā, in the glow
of friction, is on the point of breaking out into viññāna',
to be wholly mistaken. This is not 'paticca-sam' at all.
Perhaps you will have already gathered that I should disagree with
this from my last letter.
Editorial notes:
[37.1]
a difficult distinction: As his letters to the Ven. Ñānamoli
Thera make clear, this distinction was the Ven. Ñānavīra Thera's
last major insight prior to his attainment of sotāpatti.
Although certainly this particular perception need not be pivotal for
all who achieve the Path, that it was so for him is one reason for
the strong emphasis the author lays on this point in the Notes
as well as in various letters. [Back
to text]
[37.2] Oppenheimer's
dictum:
If we ask, for instance,
whether the position of the electron remains the same, we must say
'no'; if we ask whether the electron's position changes with time, we
must say 'no'; if we ask whether the electron is at rest, we must say
'no'; if we ask whether it is in motion, we must say 'no'. The Buddha
has given such answers when interrogated as to the conditions of a
man's self after death; but they are not familiar answers for the
tradition of seventeenth and eighteenth-century science. (Science
and the Common Understanding, pp. 42-3, quoted on pp. 49-50 of
Mr. Wettimuny's book.) [Back
to text]
*
That the
puthujjana does
not
see
aniccatā is evident from the fact that the formula,
'Whatever has the nature of arising, all that has the nature of
ceasing', which is clearly enough the definition of
aniccatā,
is used only in connection with the
sotāpanna's attainment:
Tassa...vītamalam dhammacakkhum udapādi. Yam kiñci
samudayadhammam, sabbam tam nirodhadhamman ti.[
1]
Aniccatā is seen with the
sotāpanna's
dhammacakkhu, or eye of the
dhamma. I am glad,
nevertheless, that you are managing to turn your mind towards
aniccatā at times, though of course you will not
really
see it until you know yourself to be a
sotāpanna.
*
To begin with, there is your 'overwhelming desire to
know something of the Dhamma which gets precedence to Fundamental
Structure'. Perhaps a simile will make the matter clear. No doubt you
are acquainted with the game of chess, played on a board of 64
squares, with a number of pieces and pawns moving according to
certain fixed rules. This I shall call 'dispassionate chess' in
contrast to 'passionate chess', which I shall now describe.
Imagine that, in order to add an
(unwanted) interest to the game of dispassionate chess, some foolish
person were to conceive the pieces as being subject to various
passions having the effect of modifying their moves. The bishops, for
example, being enamoured of the queen, would be diverted from their
normal strict diagonal course when passing close to her, and would
perhaps take corresponding steps to avoid the presence of the king
out of fear of his jealousy. The knights would make their ordinary
moves except that, being vain fellows, they would tend to move into a
crowd of admiring pawns. The castles, owing to a mutual dislike,
would always stay as far distant from each other as possible.
Passionate chess would thus differ from dispassionate chess in that
the moves of the pieces, though still normally governed by the rules
of dispassionate chess, would be seriously complicated under the
influence of passion; but both passionate and dispassionate chess
would be played on the same chessboard of 64 squares.
We can take passionate chess as
representing the behaviour of the puthujjana, which is
complicated by craving, and dispassionate chess as the behaviour of
the arahat, which is entirely free from irregularities due
to craving. The chessboard, on which both kinds of chess alike are
played, is Fundamental Structure.
Now the Buddha is concerned with
transforming the puthujjana into an arahat, that is
to say, with removing the undesirable complications of passionate
chess in order to restore the parity of dispassionate chess; and for
this purpose an examination of the structure of the chessboard is
clearly an irrelevant matter, since it is exactly the same in both
kinds of chess. In this way it may perhaps be seen that an
understanding of the Dhamma does not depend on an understanding of
Fundamental Structure, and takes precedence. A study of Fundamental
Structure may, however, be found necessary (at least in times when
the Dhamma is no longer properly understood, which rather seems to be
the situation today) in order to re-establish this important fact
(for, of course, an understanding of what is not the Dhamma
may lead to an understanding of what is the Dhamma).
*
Your question about the propriety of
sending good wishes ('Is not wishing desire, and so to be shunned?')
can be answered, though not in one word. There is desire and desire,
and there is also desire to end desire. There is desire that involves
self-assertion (love, hate) and desire that does not (the arahat's
desire to eat when hungry, for example), and the former can be either
self-perpetuating (unrestrained passion) or self-destructive
(restrained passion). Self-destructive desire is bad in so far as it
is passionate, and therefore good in so far as, translated into
action, it brings itself to an end. (By 'translated into action' I
mean that the desire for restraint does not remain abstractly in
evidence only when one is not giving way to passion, but is
concretely operative when there is actually occasion for it, when one
is actually in a rage. To begin with, of course, it is not easy to
bring them together, but with practice desire for restraint arises at
the same time as the passion, and the combination is
self-destructive. The Suttas say clearly that craving is to be
eliminated by means of craving [A. IV,159: ii,145-46]; and you
yourself are already quite well aware that nothing can be done in
this world, either good or bad, without passion—and the achievement
of dispassion is no exception. But passion must be intelligently
directed.) Since an arahat is capable of desiring the
welfare of others, good wishes are evidently not essentially
connected with self-assertion, and so are quite comme il faut.
*
Your reference to the autonomous mood in the Irish
grammar can perhaps be turned to account, particularly since you
yourself go on to suggest that a linguistic approach to the deeper
questions of life might be rewarding. There is, in fact, a Sutta in
which all the five aggregates (the factors present in all experience)
are defined in this very way.
Matter is what matters;[a]
feeling is what feels; perception is what perceives;
determinations (or intentions) are what determine (or
intend); consciousness is what cognizes. (Khandha
Samy. 79: iii,86-7)
The ordinary person (the
puthujjana or
'commoner') thinks, '
I feel;
I perceive;
I
determine;
I cognize', and he takes this 'I' to refer to
some kind of timeless and changeless ego or 'self'. But the
arahat
has completely got rid of the ego-illusion (the conceit or concept 'I
am'), and, when he reflects, thinks quite simply, '
Feeling
feels;
perception perceives;
determinations
determine;
consciousness cognizes'. Perhaps this may help
you to see how it is that when desire (craving) ceases altogether
'the various things just stand there in the world'. Obviously they
cannot 'just stand there in the world' unless they are felt,
perceived, determined and cognized (Berkeley's
esse est
percipi[
2]
is, in principle, quite correct); but for the living
arahat
the question '
Who feels, perceives, determines, cognizes,
the various things?' no longer arises—the various things are felt
by feeling, perceived by perception, determined by determinations,
and cognized by consciousness; in other words, they are 'there in the
world'
autonomously (actually they always were, but the
puthujjana does not see this since he takes himself for
granted). With the breaking up of the
arahat's body (his
death) all this ceases. (For other people, of course, these things
continue unless and until they in their turn, having become
arahats,
arrive at the end of their final existence.)
A further point. When an arahat
is talking to people he will normally follow linguistic
usage and speak of 'I' and 'me' and 'mine' and so on; but he no
longer (mis)understands these words as does the puthujjana
(see Additional Texts 14).
It would be unfair on my part
to allow myself to suggest, even by implication, that the Buddha's
Teaching is easier to understand than it is; and still more unfair to
lead you to suppose that I consider myself capable of benefitting you
in any decisive manner. All I can do is to plant a few signposts in
your way, in the hope, perhaps, of giving a certain orientation to
your thinking that might stand you in good stead later on.
Thank you kindly for your offer
of theatre tickets, but our rules rule out visits to theatres,
however much we might like to attend a performance.
P.S. Do you know that in Prof.
Jayatilleke's book, The Buddhist Theory of Knowledge (which
you have kindly sent me) the words 'sotāpanna'
(stream-enterer) and 'arahat' are not to be found in the
index? Nor have I met with them in the text. This is simply Hamlet
without the Prince of Denmark.
*
Query: If
all things are adjudged as characterized by dukkha, who does
the judging? And with reference to what criterion or norm? A
subject (immortal soul) with reference to an objective sukha,
no? Q.E.D.
You ask 'Who does the judging?' This question takes
for granted that judging is done 'by somebody'. But this is by no
means a foregone conclusion: we are quite able to give an account of
judgement (or knowing without finding ourselves obliged to set it up
as 'a relation between subject and object'. According to Bradley (and
Heidegger, who however is not conveniently quotable, would not
entirely dissent), judgement is
the more or less conscious
enlargement of an object, not in fact but as truth. The object is
thus not altered in existence but qualified in idea.... For the
object, merely as perceived, is not, as such, qualified as true. (PL,
p. 626)
For Bradley, all inference is an ideal
self-development of a real object, and judgement is an implicit
inference. (See also SAÑÑĀ,
last paragraph.) In my own understanding of the matter, I see
knowledge as essentially an act of reflexion, in which the
'thing' to be known presents itself (is presented) explicitly
as standing out against a background (or in a context) that was
already there implicitly. In reflexion, a (limited) totality is
given, consisting of a centre and a periphery—a particular cow
appears surrounded by a number of cattle, and there is the judgement,
'The cow is in the herd'. Certainly, there is an intention
to judge, and this consists in the deliberate withdrawal of attention
from the immediate level of experience to the reflexive (cf. DHAMMA
[b]); but the question is not whether judgement is an intentional
action (which it is), but whether there can be intention (even
reflexive intention) without a subject ('I', 'myself') who intends.
This, however, is not so much a matter of argument as something that
has to be seen for oneself (cf. CETANĀ
[f]).
Of course, since knowledge is
very commonly (Heidegger adds 'and superficially') defined in terms
of 'a relation between subject and object', the question of the
subject cannot simply be brushed aside—no smoke without fire—and
we have to see (at least briefly) why it is so defined. Both
Heidegger and Sartre follow Kant in saying that, properly speaking,
there is no knowledge other than intuitive; and I agree. But what is
intuition? From a puthujjana's point of view, it can be
described as immediate contact between subject and object, between
'self' and the 'world' (for how this comes about, I must refer you to
PHASSA).
This, however, is not yet knowledge, for which a reflexive
reduplication is needed; but when there is this reflexive
reduplication we then have intuitive knowledge, which is (still for
the puthujjana) immediate contact between knowing
subject and known object. With the arahat, however,
all question of subjectivity has subsided, and we are left simply
with (the presence of) the known thing. (It is present,
but no longer present 'to somebody'.) So much for judgement in
general.
But now you say, 'If all things
are characterized by dukkha....' This needs careful
qualification. In the first place, the universal dukkha you
refer to here is obviously not the dukkha of rheumatism or a
toothache, which is by no means universal. It is, rather, the
sankhāra-dukkha (the unpleasure or suffering connected with
determinations) of this Sutta passage:
There are, monk, three
feelings stated by me: sukha feeling, dukkha
feeling, neither-dukkha-nor-sukha feeling. These
three feelings have been stated by me. But this, monk, has been
stated by me: whatever is felt, that counts as dukkha. But
that, monk, was said by me with reference just to the impermanence of
determinations.... (Vedanā Samy. 11: iv,216)
But what is this dukkha that is bound up
with impermanence? It is the implicit taking as
pleasantly-permanent (perhaps 'eternal' would be better) of what
actually is impermanent. And things are implicitly taken as
pleasantly-permanent (or eternal) when they are taken (in one way or
another) as 'I' or 'mine' (since, as you rightly imply, ideas of
subjectivity are associated with ideas of immortality). And the
puthujjana takes all things in this way. So, for
the puthujjana, all things are (sankhāra-)dukkha.
How then—and this seems to be the crux of your argument—how then
does the puthujjana see or know (or adjudge) that 'all
things are dukkha' unless there is some background
(or criterion or norm) of non-dukkha (i.e. of sukha)
against which all things stand out as dukkha? The
answer is quite simple: he does not see or know (or adjudge)
that 'all things are dukkha'. The puthujjana has no
criterion or norm for making any such judgement, and so he does not
make it.
The
puthujjana's
experience is
(sankhāra-)dukkha from top to bottom, and the
consequence is that he has no way of knowing
dukkha for
himself; for however much he 'steps back' from himself in a reflexive
effort he still takes
dukkha with him. (I have discussed
this question in terms of
avijjā ('nescience') in A NOTE
ON PATICCASAMUPPĀDA §§23 & 25,
where I show that
avijjā, which is
dukkhe aññānam
('non-knowledge of
dukkha'), has a hierarchical structure
and breeds only itself.) The whole point is that the
puthujjana's
non-knowledge of
dukkha is the
dukkha that he has
non-knowledge of;[
a]
and this
dukkha that is at the same time non-knowledge of
dukkha is the
puthujjana's (mistaken) acceptance of
what seems to be a 'self' or 'subject' or 'ego' at its face value (as
nicca/sukha/attā, 'permanent/pleasant/self').
And how, then, does knowledge
of
dukkha come about? How it is with a Buddha I can't say
(though it seems from the Suttas to be a matter of prodigiously
intelligent trial-by-error over a long period); but in others it
comes about by their hearing (as
puthujjanas) the Buddha's
Teaching, which goes
against their whole way of thinking.
They accept out of trust (
saddhā) this teaching of
anicca/dukkha/anattā; and it is
this that, being
accepted, becomes the criterion or norm with reference to which they
eventually come to see for themselves that all things are
dukkha—for
the
puthujjana. But in seeing this they cease to be
puthujjanas and, to the extent that they cease to be
puthujjanas,[
b]
to
that extent
(sankhāra-)dukkha ceases, and to
that extent also they have in all their experience a
'built-in' criterion or norm by reference to which they make further
progress. (The
sekha—no longer a
puthujjana but
not yet an
arahat—has a kind of 'double vision', one part
unregenerate, the other regenerate.) As soon as one becomes a
sotāpanna one is possessed of
aparapaccayā ñānam,
or 'knowledge that does not depend upon anyone else': this knowledge
is also said to be 'not shared by
puthujjanas', and the man
who has it has (except for accelerating his progress) no further need
to hear the Teaching—in a sense he
is (in part) that
Teaching.
So far, then, from its being a
Subject (immortal soul) that judges 'all things are dukkha'
with reference to an objective sukha, it is only with
subsidence of (ideas of) subjectivity that there appears an
(objective) sukha with reference to which the judgement 'all
things are dukkha (for the commoner)' becomes possible at
all.
*
1. It is going too far to say that, to me, the
sekha is essentially
arahat, and that, rigorously, I exclude him from
paticcasamuppāda anuloma. Where
paticcasamuppāda is concerned, we are dealing with the difference between the
puthujjana and the
arahat, and the question of the
sekha simply
does not arise. He is in between. The
sekha, like the two-faced Roman god Janus (whose month this is), is looking both ways, to the past and to the future. The past is
anuloma, and the future is
patiloma, and if it is too late to include the
sekha in
anuloma it is too early to include him in
patiloma. Or if you wish he is something of both.
2. There is no 'but' and 'when' about the
arahat's being
paticcasamuppāda patiloma—he is
paticcasamuppāda patiloma entirely, and in no way
anuloma.
Anuloma is
avijjāpaccayā, and
patiloma is
avijjānirodha, and there is not the smallest trace of
avijjā where the
arahat is concerned. It is not possible to put 'him' back to
anuloma, since, with cessation of
avijjā, there is cessation of 'him' (
attavāda, asmimāna)—
ditth'eva dhamme saccato thetato Tathāgato anupalabbhamāne (S. iv,384).[
1] There is certainly no 'outside the
paticcasamuppāda context' as far as persons are concerned, since
patiloma is cessation of the person. Thus it is only if we think of the
arahat therī Sonā as a
person, as
somebody (
sakkāya), that she seems to be putting herself back to
anuloma when she says:
pañcakkhandhā pariññātā titthanti chinnamūlakā (Therīgāthā 106).[
2]
You suggest that when I describe the arahat I do so in terms other than negative to pañc'upādānakkhandhā; but when I describe him 'as such' I do not say he is saupādāna,
any more than Sonā Therī when she describes herself 'as such'. But the
fact is that no one, not even the Buddha, can describe an arahat in such a way as to be intelligible to a puthujjana; and the reason is, as you point out, that the whole of the puthujjana's experience is saupādāna, including his experience of the anupādāna arahat
(whether he sees him, thinks about him, visualizes or imagines him, or
hears him described). Your account of the difficulties that you
encounter when you consider the arahat and his robe, as far as it goes, is quite correct. (I say 'as far as it goes' since to you the arahat's robe is to be worn 'by him', whereas to him it is to-be-worn, not 'by me' but 'on this body'.)
For a puthujjana even the terms khīnāsava, akataññū, and so on, to the extent that they are intelligible to him, are all saupādāna. In other words, it is impossible for a puthujjana to 'see' (= understand) an arahat—as soon as he does 'see' him he ceases to be a puthujjana. But this does not in the least mean that a puthujjana should not try to understand an arahat—he might succeed and then he would cease to be a puthujjana.
3. (i) Āneñja (na iñjatī ti āneñjam),
which literally means 'not shaking', seems to have two quite distinct
connotations in the Suttas. In the first place it refers either (as in
A. IV,190: ii,184) to the four arūpa attainments or more strictly (as in M. 106) to the fourth jhāna and ākāsānañcāyatana and viññānañcāyatana—note that the second and third āneñjasappāya refer to both these last two; and these are attainable by the puthujjana, the sekha, and the arahat
alike, provided, of course, that they make the effort. See, for
example, A. IV,172 (which should be a continuation of 171: ii,159),
where certain devā, having been nevasaññānāsaññāyatanūpagā are liable to return to this world (which cannot happen to an ariyasāvaka in the same position). And see A. III,114: i,267 for the same of the first three of the arūpa devā. In the second place it refers to arahattā. Anejo anupādāno sato bhikkhu paribbaje
(Sn. 751). In both cases there is 'not shaking', but in two different
senses. There is nothing mysterious about this; it is merely a question
of Sutta usage.
(ii) As regards the passage you quoted from Majjhima 106: ii,264, I understand it in this way. When a puthujjana attains nevasaññānāsaññāyatana that is clearly enough saupādāna, that is, sakkāya. When a sekha attains this, he sees that it is saupādāna, that it is sakkāya. Now the condition for upādāna is avijjā, that is to say, not seeing—not seeing upādāna as upādāna. But the sekha, unlike the puthujjana, does see this, so his upādāna is seen and is also, therefore, an-upādāna. (As I have said before, all one can say of the sekha is mā upādiyi.) Similar remarks apply to the frequent passages in the Suttas where the sekha sees or considers or is urged to consider the pañc'upādānakkhandhā as anicca and so on. The puthujjana cannot see pañc'upādānakkhandhā as anicca or anything else, since he does not see them at all.
4. About salāyatana and phassa. Within limits I follow your argument (except that I have no experience of the dibbacakkhu and cannot therefore usefully comment upon it), but I note that you seem to regard the cakkhundriya as 'subject'. The question remains, 'What do you mean by "subject"?'
In visual experience (considered alone) the eye does not appear (na pātubhavati) at all, either as cakkhundriya or as mamsacakkhu, since vision itself is not visible, and the eye does not see itself. Since visual experience alone neither reveals cakkhundriya nor mamsacakkhu there is (or should be) no justification for calling either of them subject. When other faculties (or a looking glass) are used the mamsacakkhu appears (pātubhavati),
but it appears as a phenomenon (to avoid using the word 'object' for
the moment) amongst other phenomena, and, as such, has no claim to be
called subject. In neither case is there any subject to be
found. This being so, when these two experiences, visual and the other,
occur together (as is usual), although there is the constriction you speak of (I would rather call it a superposition) there is no reason whatsoever for any 'discrepancy between subject and object'; for we have not found any subject. And in the arahat (do I disconcert you?) no discrepancy is, in fact, experienced, and no dukkha. It is only in the puthujjana, for whom an apparent self is manifest, and who necessarily divides things into subject and object, that the discrepancy you speak of can arise. But it seems to me that perhaps you do not find the approach by way of the salāyatana as congenial to you as the approach by way of pañcakkhandhā, and I shall not pursue the question any further.
5. In my early days in Ceylon I myself was something of a 'tidy-chart'
maker, and I hoped and believed that it was possible to include all that
the Suttas said in a single system—preferably portrayed
diagrammatically on one very large sheet of paper. In those innocent
days—which however did not last very long—I believed that the
Commentaries knew what they were talking about. And I had the idea that
everything that happened to me was vipāka and everything that I did about it (my reaction, that is, to the vipāka) was fresh kamma, which in turn produced fresh vipāka, and so on ad inf. And this is as tidy as anyone could wish.
Then I came across the Sutta that I transcribe below. This, as you will
see, was enough to shatter my illusions, and it came as a bit of a
shock (though also as a bit of a relief). In due course after asking
people about it and getting no satisfactory explanation, I decided that
my 'tidy idea' could be true only in a general sense, and that, in any
case, it could not possibly be of any vital importance in the essential
part of the Dhamma. Since then I have stopped thinking about it. Here is
the Sutta (Vedanā Samy. 21: iv,229-31):[
3]
Once the Auspicious One was staying near Rājagaha, at the Squirrel's feeding-ground in the Bamboo Grove.
Now at that time the Wanderer Sīvaka of the top knot approached
the Auspicious One. Having approached, he exchanged courtesies and,
having done so, sat down at one side. Sitting at one side the Wanderer
Sīvaka of the top knot said this to the Auspicious One:
—There
are some recluses and divines, Master Gotama, of such a belief, of such a
view: 'Whatever this individual experiences, be it pleasant,
unpleasant, or neutral, all that is due to former actions.' Herein what
does Master Gotama say?
—Some feelings, Sīvaka, arise here (1) with bile as their source.
That can be known by oneself, Sīvaka, how some feelings arise here with
bile as their source; and that is reckoned by the world as truth,
Sīvaka, how some feelings arise here with bile as their source. Therein,
Sīvaka, the recluses and divines who are of such a belief, of such a
view: 'Whatever this individual experiences, be it pleasant, unpleasant,
or neutral, all that is due to former actions', they both go beyond
what is known by themselves and go beyond what is reckoned as truth in
the world. Therefore I say that these recluses and divines are in the
wrong.
Some feelings, Sīvaka, arise here (2) with phlegm as their source....
Some feelings, Sīvaka, arise here (3) with wind as their source....
Some feelings, Sīvaka, arise here (4) due to confluence of humours....
Some feelings, Sīvaka, arise here (5) born from seasonal change....
Some feelings, Sīvaka, arise here (6) born from improper care....
Some feelings, Sīvaka, arise here (7) due to exertion....
Some feelings, Sīvaka, arise here (8) born from the ripening of action.... Therefore I say that these recluses and divines are in the wrong.
6. Let us return to §2. Your letter encourages me to think that, in a way, you understand your own failure to understand the arahat.
And it is because I thought this also before that I felt it was
worthwhile to speak of the 'sterility of making tidy charts'. The making
of tidy charts (even if they are accurate, which is rarely the case—a
chart of the Dhamma tends to distort it just as a map-maker distorts the
curved surface that he represents on a flat sheet), the making of tidy
charts, I say, is sterile because it is essentially takka, and the Dhamma is atakkāvacara.
To make tidy charts, though not in itself reprehensible, does not lead
to understanding. But it is useless to say such a thing to a convinced
tidy-chart-maker—such as a commentator, who is satisfied that the Dhamma
is understood when it is charted.
In your case, however, though you do tend to make tidy charts (it is an
attitude of mind), there is also another aspect. You seem to be well
aware that there is a discrepancy in your present position in that you
are disconcerted when the arahat is described 'as such', and
you are perhaps prepared to allow my statement that this is due to
failure to see that things can be significant without being 'mine', that
they can be teleological without being appropriated. And I think, also,
that you are aware that this, in fact, is the central problem
and that all else (including the tidy charts) is secondary and
unimportant. This attitude is not sterile; and from the first it has
been my principal concern, directly or indirectly, to encourage it and
make it stand out decisively. As you have noted I have consistently
underlined this matter (in whatever terms it has been stated) and
rejected any possibility of arriving at a compromise solution. It is
because you have been prepared to listen to this one thing that I have
continued the correspondence. The other things we have discussed, except
in so far as they have a bearing in this, are of little importance. But
it is one thing for me to insist on this matter and quite another for
you to see it. Even bhikkhus who heard the Dhamma from the Buddha's own mouth had sometimes to go away and work it out for themselves. Tassa me Bhagavā...so kho ahan...patiladdho (Bojjhanga Samy. 30: v,89-90).[4]
Afternote: You say that, as far as you see it, the arahat's experience functions automatically. By this I presume that you mean it functions without any self or agent or master
to direct it. But I do not say otherwise. All that I would add is that
this automatically functioning experience has a complex teleological
structure.
The
puthujjana's experience, however, is still more complex, since there is also
avijjā, and there is thus appropriation as well as teleology.
But this, too, functions automatically, without any self or agent to direct it. On account of the appropriation, however, it
appears to be directed by a
self, agent, or
master. Avijjā functions automatically, but conceals this fact from itself.
Avijjā
is an automatically functioning blindness to its automatic functioning.
Removal of the blindness removes the appropriation but not the teleology.